Company Overview

To open a managed futures trading account please download the PDF from the link below, print entire application, complete and sign the appropriate pages as noted below:

Once account is received in the new accounts department, the paperwork is processed through compliance and credit, who generally have a 24 hour turnaround time frame. You will be notified of any additional documents that may be required.

Please click the link below to download the appropriate application, then print:
Application

Managed Forex Accounts Click Here

I N S T R U C T I O N S

 All supplemental information requested must be in English language or accompanied by a certified English translation.

For All Accounts

Please retain for your records:

Page 1: Risk Disclosure Statement for Futures & Options
Page 31: Electronic Trading & Order Routing Systems Disclosure Statement
Page 32: NYMEX ACCESS Rules 6.26 and 6.27
Page 34: Average Price System Disclosure

Please return with booklet:

Page 3: Account Application – Please provide all requested information and sign on page 6.
Page 9: Customer Agreement – Please read carefully. Sign and date on page 13.
Page 14: Signature Page – Please read carefully. Sign and date all required acknowledgments and consents.
Page 15: Electronic Order Entry & Account Access Agreement – Please read carefully. Sign and date on page 17.
Page 18: Taxpayer Information – Please provide all requested information, sign and date.

Corporate Accounts Only

Page 19: Corporate Resolutions – Secretary must affix corporate seal or provide copy of the Articles of Incorporation.

Please provide all requested information, sign and date on pages 14 and 15.

Partnerships or L.L.C. Accounts Only

Page 21: Partnership or L. L.C. Authorization – Please provide all requested information and sign.

Partnership Accounts only – each General Partner must complete General Partner Information on pages 7 and 8.

For Partnership Accounts, enclose a copy of the Partnership Agreement.

For LLC’s, enclose a copy of the Operating Agreement.

For Off-shore Accounts, enclose a copy of the Articles & Memorandum of Association.

Trust Accounts Only

Please provide copy of full Trust Agreement.

Pension Plan Accounts Only 

Page 22: Pension Plan Authorization – Please provide all requested information. Trustee(s) and Administrator or Custodian must sign.

Enclose a copy of full Pension Plan.

Discretionary Accounts Only

Page 23: Discretionary Trading Au t h o r i z a t i o n / Power of Attorney – Please provide the requested information, sign and date.
Page 24: Letter of Automatic Termination – Please sign and date.
Page 25: Advisor's Agreement – Please have your trading advisor provide the requested information, sign and date. 

Hedge Accounts Only 

Page 26: Hedge Account Agreement and Instructions – Please provide all requested information, sign and date.

Account Guarantee 

Page 27: Required for certain accounts. Consult your broker. Arbitration Agreement (Optional)Page 28: Arbitration Agreement – This agreement is optional.

If you are transferring an existing futures account from another brokerage firm

Page 29: Transfer Authorization – Please provide all requested information, sign and date.

Please provide a copy of your most recent statement or account status report from the transferring broker.

Checks

Make personal or certified checks payable to “Man Financial Inc” Third party checks not accepted.

Wire Transfers

Please contact your broker for wire transfer instructions. Third party wires not accepted.

For ALL Accounts Please Include:

• Tax I.D.
• List of Authorized Traders (and photocopy of their driver’s license or passport)
• List of Authorized Signatories (and photocopy of their driver’s license or passport)

Thank you and please contact Mr. John Gilbert at (805) 966-7151 or (805) 966-7182 with any questions or issues you may have.